2016年12月11日星期日

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Exam Code: CAMS
Exam Name: Certified Anti-Money Laundering Specialists
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CAMS cost effective dumps Total Q&A: 137 Questions and Answers
Last Update: 12-11,2016
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CAMS Exam   
NO.1 A customer comes into the bank and appears to be ill-at-ease waiting in the teller line. When the customer gets to the teller, he become exceedingly nervous and asks for a large cashier's check to be cashed and disbursed to him in $100 bills. What should the teller do after completing the transaction?
A. Monitor the customer's account going forward
B. Confer with the bank' s account going forward
C. File a SAR on the customer
D. File a CTR on the customer by the end of the day
Answer: C

CAMS Exam  

NO.2 Which statement is true about banking regulatory agencies having the authority to obtain information from regulated institutions?
A. If a regulatory agency intends to prosecute a regulated institution, a warrant or subpoena must first be granted before the information can be obtained
B. The regulatory agencies may only obtain information from the regulated institution's books and records by virtue of a search warrant
C. A search warrant may be substituted by a court subpoena compelling the institution to produce the information to the regulatory agency
D. The agencies authority to conduct examinations negates the need for a warrant or subpoena
Answer: D

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NO.3 Federal law requires all U.S. financial institutions to secure and maintain all records and supporting documentation used m suspicious activity reporting for how many years?
A. No requirement
B. 5 years
C. 10 years
D. 2 years
Answer: B

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NO.4 The marketing department presents a business plan targeting individuals holding important public positions. What are some steps the financial institution should implement as part of the plan
to target such individuals?
A. Determine the purpose of the account
B. Determine if the client appears on the Basel Committee on Banking Supervision's list of public officials
C. Take all reasonable steps to check the background of the individual based on public information
D. Investigate the source of funds
Answer: A,C,D

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